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什么公司不能根据A Plus规定筹集资金?常见问题

Regulation A Plus does not allow funding for the following: Foreign issuers (not counting Canadians) U.S. or Canadian companies with principal 办公室 outside the U.S. or Canada Investment companies as defined ...

2层产品的发行人经销商和代理商注册要求常见问题

of brokers or dealers that need to be registered, as well as excluding 人员 ... of a broker-dealer. Additionally, under Section 102(2), and directors ... in regards to registration of issuers as broker-dealers, or 人员 ...

纳斯达克的上市规定是什么?常见问题

outstanding, less any shares held directly or indirectly by 人员, directors, ... shares outstanding of the company. Entities in which an , director, ...

Reg A+ SEC 报告义务常见问题

identification of directors, executive 人员 and significant employees, ... of Issuer. The departure of key 人员.  The Form 1-U must be filed within ...

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